MCA has Notified 39 IND AS (Indian Accounting Standard) effective form April 2015

Min­istry of Cor­po­rate Affairs has noti­fied Roadmap for applic­a­bil­i­ty of Indi­an Account­ing Stan­dards (Ind AS) for com­pli­ance by the class of com­pa­nies spec­i­fied in the said roadmap. The noti­fi­ca­tion has been uploaded on www.mca.gov.in along with the thir­ty nine (39) Indi­an Account­ing Stan­dards (Ind AS).Companies which are not required to fol­low Indi­an Account­ing Stan­dards (Ind AS) shall con­tin­ue to com­ply with Account­ing Stan­dards as pre­scribed in Com­pa­nies (Account­ing Stan­dards) Rules, 2006

In exer­cise of the pow­ers con­ferred by sec­tion 133 read with sec­tion 469 of the Com­pa­nies Act, 2013 (18 of 2013) and sub-sec­tion (1) of sec­tion 210A of the Com­pa­nies Act, 1956 (1 of 1956), the Cen­tral Gov­ern­ment, in con­sul­ta­tion with the Nation­al Advi­so­ry Com­mit­tee on Account­ing Stan­dards, here­by makes the fol­low­ing rules, namely:-

1. Short title and com­mence­ment.- (1) These rules may be called the Com­pa­nies (Indi­an Account­ing Stan­dards) Rules, 2015.

(2) They shall come into force on the 1st day of April, 2015

2. Def­i­n­i­tions.- (1) In these rules, unless the con­text oth­er­wise requires,-

(a) “Account­ing Stan­dards” means the stan­dards of account­ing, or any adden­dum there­to for com­pa­nies or class of com­pa­nies as spec­i­fied in rule 3;

(b) “Act” means the Com­pa­nies Act, 2013 (18 of 2013);

© “Annex­ure” in rela­tion to these rules means the Annex­ure con­tain­ing the Indi­an Account­ing Stan­dards (Ind AS) append­ed to these rules;

(d) “enti­ty” means a com­pa­ny as defined in clause (20) of sec­tion 2 of the Act;

(e) “finan­cial state­ments” means finan­cial state­ments as defined in clause (40) of sec­tion 2 of the Act;

(f) “net worth” shall have the mean­ing assigned to it in clause (57) of sec­tion 2 of the Act.

(2) Words and expres­sions used here­in and not defined in these rules but defined in the Act shall have the same mean­ing respec­tive­ly assigned to them in the Act.

3. Applic­a­bil­i­ty of Account­ing Stan­dards. - (1) The account­ing stan­dards as spec­i­fied in the Annex­ure to these rules to be called the Indi­an Account­ing Stan­dards (Ind AS) shall be the account­ing stan­dards applic­a­ble to class­es of com­pa­nies spec­i­fied in rule 4.

(2) The Account­ing stan­dards as spec­i­fied in Annex­ure to the Com­pa­nies (Account­ing Stan­dards) Rules, 2006 shall be the Account­ing Stan­dards applic­a­ble to the com­pa­nies oth­er than the class­es of com­pa­nies spec­i­fied in rule 4.

(3) A com­pa­ny which fol­lows the Indi­an Account­ing Stan­dards (Ind AS) spec­i­fied in Annex­ure to these rules in accor­dance with the pro­vi­sions of rule 4 shall fol­low such stan­dards only.

(4) A com­pa­ny which fol­lows the account­ing stan­dards spec­i­fied in Annex­ure to the Com­pa­nies (Account­ing Stan­dards) Rules, 2006 shall com­ply with such stan­dards only and not the Stan­dards spec­i­fied in Annex­ure to these rules.

4. Oblig­a­tion to com­ply with Indi­an Account­ing Stan­dards (Ind AS). - (1) The Com­pa­nies and their audi­tors shall com­ply with the Indi­an Account­ing Stan­dards (Ind AS) spec­i­fied in Annex­ure to these rules in prepa­ra­tion of their finan­cial state­ments and audit respec­tive­ly, in the fol­low­ing man­ner, namely:-

(i) any com­pa­ny may com­ply with the Indi­an Account­ing Stan­dards (Ind AS) for finan­cial state­ments for account­ing peri­ods begin­ning on or after 1st April, 2015, with the com­par­a­tives for the peri­ods end­ing on 31st March, 2015, or thereafter;

(ii) the fol­low­ing com­pa­nies shall com­ply with the Indi­an Account­ing Stan­dards (Ind AS) for the account­ing peri­ods begin­ning on or after 1st April, 2016, with the com­par­a­tives for the peri­ods end­ing on 31st March, 2016, or there­after, namely:-

(a) com­pa­nies whose equi­ty or debt secu­ri­ties are list­ed or are in the process of being list­ed on any stock exchange in India or out­side India and hav­ing net worth of rupees five hun­dred crore or more;

(b) com­pa­nies oth­er than those cov­ered by sub-clause (a) of clause (ii) of sub rule (1) and hav­ing net worth of rupees five hun­dred crore or more;

© hold­ing, sub­sidiary, joint ven­ture or asso­ciate com­pa­nies of com­pa­nies cov­ered by sub-clause (a) of clause (ii) of sub- rule (1) and sub-clause (b) of clause (ii) of sub- rule (1) as the case may be; and

(iii) the fol­low­ing com­pa­nies shall com­ply with the Indi­an Account­ing Stan­dards (Ind AS) for the account­ing peri­ods begin­ning on or after 1st April, 2017, with the com­par­a­tives for the peri­ods end­ing on 31st March, 2017, or there­after, namely:-

(a) com­pa­nies whose equi­ty or debt secu­ri­ties are list­ed or are in the process of being list­ed on any stock exchange in India or out­side India and hav­ing net worth of less than rupees five hun­dred crore;

(b) com­pa­nies oth­er than those cov­ered in clause (ii) of sub- rule (1) and sub­clause (a) of clause (iii) of sub-rule (1), that is, unlist­ed com­pa­nies hav­ing net worth of rupees two hun­dred and fifty crore or more but less than rupees five hun­dred crore.

© hold­ing, sub­sidiary, joint ven­ture or asso­ciate com­pa­nies of com­pa­nies cov­ered under sub-clause (a) of clause (iii) of sub- rule (1) and sub-clause (b) of clause (iii) of sub- rule (1), as the case may be:

Pro­vid­ed that noth­ing in this sub-rule, except clause (i), shall apply to com­pa­nies whose secu­ri­ties are list­ed or are in the process of being list­ed on SME exchange as referred to in Chap­ter XB or on the Insti­tu­tion­al Trad­ing Plat­form with­out ini­tial pub­lic offer­ing in accor­dance with the pro­vi­sions of Chap­ter XC of the Secu­ri­ties and Exchange Board of India (Issue of Cap­i­tal and Dis­clo­sure Require­ments) Reg­u­la­tions, 2009.

Expla­na­tion 1. — SME Exchange shall have the same mean­ing as assigned to it in Chap­ter XB of the Secu­ri­ties and Exchange Board of India (Issue of Cap­i­tal and Dis­clo­sure Require­ments) Reg­u­la­tions, 2009.

Expla­na­tion 2. — “Com­par­a­tives” shall mean com­par­a­tive fig­ures for the pre­ced­ing account­ing period.

(2) For the pur­pos­es of cal­cu­la­tion of net worth of com­pa­nies under sub-rule (1), the fol­low­ing prin­ci­ples shall apply, namely:-

(a) the net worth shall be cal­cu­lat­ed in accor­dance with the stand-alone finan­cial state­ments of the com­pa­ny as on 31st March, 2014 or the first audit­ed finan­cial state­ments for account­ing peri­od which ends after that date;

(b) for com­pa­nies which are not in exis­tence on 31st March, 2014 or an exist­ing com­pa­ny falling under any of thresh­olds spec­i­fied in sub-rule (1) for the first time after 31st March, 2014, the net worth shall be cal­cu­lat­ed on the basis of the first audit­ed finan­cial state­ments end­ing after that date in respect of which it meets the thresh­olds spec­i­fied in sub-rule (1).

Expla­na­tion.- For the pur­pos­es of sub-clause (b), the com­pa­nies meet­ing the spec­i­fied thresh­olds giv­en in sub-rule (1) for the first time at the end of an account­ing year shall apply Indi­an Account­ing Stan­dards (Ind AS) from the imme­di­ate next account­ing year in the man­ner spec­i­fied in sub-rule (1).

Illus­tra­tion .- (i) The com­pa­nies meet­ing thresh­old for the first time as on 31st March, 2017 shall apply Ind AS for the finan­cial year 2017–18 onwards.

(ii) The com­pa­nies meet­ing thresh­old for the first time as on 31st March, 2018 shall apply Ind AS for the finan­cial year 2018–19 onwards and so on.

(3) Stan­dards in Annex­ure to these rules once required to be com­plied with in accor­dance with these rules, shall apply to both stand-alone finan­cial state­ments and con­sol­i­dat­ed finan­cial statements.

(4) Com­pa­nies to which Indi­an Account­ing Stan­dards (Ind AS) are applic­a­ble as spec­i­fied in these rules shall pre­pare their first set of finan­cial state­ments in accor­dance with the Indi­an Account­ing Stan­dards (Ind AS) effec­tive at the end of its first Indi­an Account­ing Stan­dards (Ind AS) report­ing period.

Expla­na­tion.- For the removal of doubts, it is here­by clar­i­fied that the com­pa­nies prepar­ing finan­cial state­ments apply­ing the Indi­an Account­ing Stan­dards (Ind AS) for the account­ing peri­od begin­ning on 1stApril, 2016 shall apply the Indi­an Account­ing Stan­dards (Ind AS) effec­tive for the finan­cial year end­ing on 31st March, 2017.

(5) Over­seas sub­sidiary, asso­ciate, joint ven­ture and oth­er sim­i­lar enti­ties of an Indi­an com­pa­ny may pre­pare its stand­alone finan­cial state­ments in accor­dance with the require­ments of the spe­cif­ic jurisdiction:

Pro­vid­ed that such Indi­an com­pa­ny shall pre­pare its con­sol­i­dat­ed finan­cial state­ments in accor­dance with the Indi­an Account­ing Stan­dards (Ind AS) either vol­un­tar­i­ly or manda­to­ri­ly if it meets the cri­te­ria as spec­i­fied in sub-rule (1).

(6) Indi­an com­pa­ny which is a sub­sidiary, asso­ciate, joint ven­ture and oth­er sim­i­lar enti­ties of a for­eign com­pa­ny shall pre­pare its finan­cial state­ments in accor­dance with the Indi­an Account­ing Stan­dards (Ind AS) either vol­un­tar­i­ly or manda­to­ri­ly if it meets the cri­te­ria as spec­i­fied in sub-rule (1).

(7) Any com­pa­ny opt­ing to apply the Indi­an Account­ing Stan­dards (Ind AS) vol­un­tar­i­ly as spec­i­fied in sub-rule (1) for its finan­cial state­ments shall pre­pare its finan­cial state­ments as per the Indi­an Account­ing Stan­dards (Ind AS) consistently.

(8) Once the Indi­an Account­ing Stan­dards (Ind AS) are applied vol­un­tar­i­ly, it shall be irrev­o­ca­ble and such com­pa­nies shall not be required to pre­pare anoth­er set of finan­cial state­ments in accor­dance with Account­ing Stan­dards spec­i­fied in Annex­ure to Com­pa­nies (Account­ing Stan­dards) Rules, 2006.

(9) Once a com­pa­ny starts fol­low­ing the Indi­an Account­ing Stan­dards (Ind AS) either vol­un­tar­i­ly or manda­to­ri­ly on the basis of cri­te­ria spec­i­fied in sub-rule (1), it shall be required to fol­low the Indi­an Account­ing Stan­dards (Ind AS) for all the sub­se­quent finan­cial state­ments even if any of the cri­te­ria spec­i­fied in this rule does not sub­se­quent­ly apply to it.

5. Exemp­tions.- The insur­ance com­pa­nies, bank­ing com­pa­nies and non-bank­ing finance com­pa­nies shall not be required to apply Indi­an Account­ing Stan­dards (Ind AS) for prepa­ra­tion of their finan­cial state­ments either vol­un­tar­i­ly or manda­to­ri­ly as spec­i­fied in sub-rule (1) of rule 4.

[File Num­ber 01/01/2009/CL‑V(Part)]

[Ajai Das Mehrotra]

Joint Sec­re­tary to Gov­ern­ment of India

Annex­ure

[See rule 3]

A. Gen­er­al Instruc­tion. — (1) Indi­an Account­ing Stan­dards, which are spec­i­fied, are intend­ed to be in con­for­mi­ty with the pro­vi­sions of applic­a­ble laws. How­ev­er, if due to sub­se­quent amend­ments in the law, a par­tic­u­lar Indi­an Account­ing Stan­dard is found to be not in con­for­mi­ty with such law, the pro­vi­sions of the said law shall pre­vail and the finan­cial state­ments shall be pre­pared in con­for­mi­ty with such law.

(2) Indi­an Account­ing Stan­dards are intend­ed to apply only to items which are material.

(3) The Indi­an Account­ing Stan­dards include para­graphs set in bold ital­ic type and plain type, which have equal author­i­ty. Para­graphs in bold ital­ic type indi­cate the main prin­ci­ples. An indi­vid­ual Indi­an Account­ing Stan­dard shall be read in the con­text of the objec­tive, if stat­ed, in that Indi­an Account­ing Stan­dard and in accor­dance with these Gen­er­al Instructions.

B. Indi­an Account­ing Stan­dards (Ind AS)

Indi­an Account­ing Stan­dard (Ind AS) 101     First-time Adop­tion of Indi­an Account­ing Standards
Indi­an Account­ing Stan­dard (Ind AS) 102     Share-based Payment
Indi­an Account­ing Stan­dard (Ind AS) 103     Busi­ness Combinations
Indi­an Account­ing Stan­dard (Ind AS) 104     Insur­ance Contracts
Indi­an Account­ing Stan­dard (Ind AS) 105     Non-cur­rent Assets Held for Sale and Dis­con­tin­ued Operations
Indi­an Account­ing Stan­dard (Ind AS) 106     Explo­ration for and Eval­u­a­tion of Min­er­al Resources
Indi­an Account­ing Stan­dard (Ind AS) 107     Finan­cial Instru­ments: Disclosures
Indi­an Account­ing Stan­dard (Ind AS) 108     Oper­at­ing Segments
Indi­an Account­ing Stan­dard (Ind AS) 109     Finan­cial Instruments
Indi­an Account­ing Stan­dard (Ind AS) 110     Con­sol­i­dat­ed Finan­cial Statements
Indi­an Account­ing Stan­dard (Ind AS) 111     Joint Arrangements
Indi­an Account­ing Stan­dard (Ind AS) 112     Dis­clo­sure of Inter­ests in Oth­er Entities
Indi­an Account­ing Stan­dard (Ind AS) 113     Fair Val­ue Measurement
Indi­an Account­ing Stan­dard (Ind AS) 114     Reg­u­la­to­ry Defer­ral Accounts
Indi­an Account­ing Stan­dard (Ind AS) 115     Rev­enue from Con­tracts with Customers
Indi­an Account­ing Stan­dard (Ind AS) 1     Pre­sen­ta­tion of Finan­cial Statements
Indi­an Account­ing Stan­dard (Ind AS) 2     Inventories
Indi­an Account­ing Stan­dard (Ind AS) 7     State­ment of Cash Flows
Indi­an Account­ing Stan­dard (Ind AS) 8     Account­ing Poli­cies, Changes in Account­ing Esti­mates and Errors
Indi­an Account­ing Stan­dard (Ind AS) 10     Events after the Report­ing Period
Indi­an Account­ing Stan­dard (Ind AS) 12     Income Taxes
Indi­an Account­ing Stan­dard (Ind AS) 16     Prop­er­ty, Plant and Equipment
Indi­an Account­ing Stan­dard (Ind AS) 17     Leases
Indi­an Account­ing Stan­dard (Ind AS) 19     Employ­ee Benefits
Indi­an Account­ing Stan­dard (Ind AS) 20     Account­ing for Gov­ern­ment Grants and Dis­clo­sure of Gov­ern­ment Assistance
Indi­an Account­ing Stan­dard (Ind AS) 21     The Effects of Changes in For­eign Exchange Rates
Indi­an Account­ing Stan­dard (Ind AS) 23     Bor­row­ing Costs
Indi­an Account­ing Stan­dard (Ind AS) 24     Relat­ed Par­ty Disclosures
Indi­an Account­ing Stan­dard (Ind AS) 27     Sep­a­rate Finan­cial Statements
Indi­an Account­ing Stan­dard (Ind AS) 28     Invest­ments in Asso­ciates and Joint Ventures
Indi­an Account­ing Stan­dard (Ind AS) 29     Finan­cial Report­ing in Hyper­in­fla­tion­ary Economies
Indi­an Account­ing Stan­dard (Ind AS) 32     Finan­cial Instru­ments: Presentation
Indi­an Account­ing Stan­dard (Ind AS) 33     Earn­ings per Share
Indi­an Account­ing Stan­dard (Ind AS) 34     Inter­im Finan­cial Reporting
Indi­an Account­ing Stan­dard (Ind AS) 36     Impair­ment of Assets
Indi­an Account­ing Stan­dard (Ind AS) 37     Pro­vi­sions, Con­tin­gent Lia­bil­i­ties and Con­tin­gent Assets
Indi­an Account­ing Stan­dard (Ind AS) 38     Intan­gi­ble Assets
Indi­an Account­ing Stan­dard (Ind AS) 40     Invest­ment Property
Indi­an Account­ing Stan­dard (Ind AS) 41     Agriculture

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