Guidelines on Sale of Financial Assets to Securitisation Company(SC)/Reconstruction Company (RC) and Related Issues

RBI/2014–15/496 DBR.No.BP.BC.75/21.04.048/2014–15

March 11, 2015

Please refer to para­graph 3.4 of cir­cu­lar DBOD.BP.BC.No.98/21.04.132/2013–14 dat­ed Feb­ru­ary 26, 2014 and our sub­se­quent mail­box clar­i­fi­ca­tion dat­ed April 9, 2014 on the cap­tioned sub­ject, where­in we have stip­u­lat­ed that, for non-per­form­ing assets (NPAs) sold on or after Feb­ru­ary 26, 2014 to SCs/RCs, banks can reverse the excess pro­vi­sion on sale of NPAs, if the sale val­ue is for a val­ue high­er than the net book val­ue (NBV), to their prof­it and loss account in the year the amounts are received.

2. In this con­nec­tion, atten­tion is invit­ed to para­graph 28 (extract enclosed) of the Sixth Bi-Month­ly Mon­e­tary Pol­i­cy State­ment, 2014–15 announced on Feb­ru­ary 03, 2015. As indi­cat­ed there­in, it has now been decid­ed to per­mit banks to reverse the excess pro­vi­sion (when the sale is for a val­ue high­er than the NBV) on sale of NPAs (sold pri­or to Feb­ru­ary 26, 2014 to SCs/RCs) to their prof­it and loss account. We re-iter­ate that banks can reverse excess pro­vi­sion aris­ing out of sale of NPAs only when the cash received (by way of ini­tial con­sid­er­a­tion and/or redemp­tion of secu­ri­ty receipts/pass through cer­tifi­cates) is high­er than the NBV of the NPAs sold to SCs/RCs. Fur­ther, the quan­tum of excess pro­vi­sion reversed to prof­it and loss account will be lim­it­ed to the extent to which cash received exceeds the NBV of the NPAs sold.

3. The quan­tum of excess pro­vi­sion reversed to the prof­it and loss account on account of sale of NPAs shall be dis­closed in the finan­cial state­ments of the bank under ‘Notes to Accounts’.

Yours faith­ful­ly,

(Sudar­shan Sen)
Chief Gen­er­al Manager-in-Charge

Leave a Reply

Your email address will not be published. Required fields are marked *